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Welcome to Catalyst Compliance
Catalyst Compliance is a niche provider of compliance and back office services to Australian Financial Services Licensees.
We differentiate ourselves from a number of other service providers by ensuring our team have a financial planning background and understand that compliance needs to be an asset to your business and not a “sales prevention unit”.
- We work with the business to develop an understanding of the culture and the clientele so that we can tailor the compliance procedures and services to suit your business practices.
- We offer individual services or alternatively we can provide a totally integrated compliance solution that coordinates the essential elements required to meet your AFS License obligations.
- We do not just provide instruction and leave you guessing, we roll up our sleeves and deliver to a degree you are unlikely to experience anywhere else.
And that is why our business has been built on referrals. So many AFSL holders want to get back to their core business activities, having the confidence that they have a cost effective solution that ensures they are meeting their compliance obligations.
Our team have been practicing professionals, providing advice to a wide network of clients. We have over 10 year’s management experience in diverse financial services institutions with a record of productivity, quality and integrity.
We have held National roles managing Financial Services businesses and running Australian Financial Services Licenses. We have been directly involved and responsible for building financial planning services, restructuring compliance, product development, marketing, establishing external referral alliances and the recruitment and management of advisers. We have held Directorships and Responsible Manger roles for several AFSL’s.
We consider ourselves analytical and detail oriented with ability to identify process improvements that assist to embed compliance into business activity.
We are able to communicate effectively across all facets of a financial planning practice and work collaboratively with each business to successfully resolve the challenges of building a non invasive compliance culture. We assist you to manage the constantly changing compliance landscape and deal with the increasing governance requirements.
We are a pragmatic team who remain focused on your business objectives and the need for effective compliance management, to secure your resources and manage the risks to your business.