Are you a small to medium size business? Are you sacrificing your time with clients in order to meet the ongoing compliance obligations of your AFS License? Are you concerned about whether you fully understand the complexity of the obligations and if indeed your business is compliant? Don’t need a full time compliance manager but can’t find a qualified compliance professional that is affordable and prepared to work part time in your business?
- Catalyst’s Ongoing Compliance Management Service provides you a pragmatic and economical solution. You can elect for us to manage your entire compliance program or alternatively select the individual services you want to outsource.
With increased regulatory obligations, budget controls and the pressure to achieve value, Catalyst provides a practical approach that satisfies regulators, senior management and the ever changing needs of the business.